*The remainder of this cover page shall be filled out for the Reporting Person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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CUSIP No. 81373R 10 9 | |
(1) | Names of Reporting Persons and I.R.S. Identification Nos. of Such Persons |
Advance Technology Investors, LLC (“ATI”), EIN: 02-0629186 | |
(2) | Check the Appropriate Box if a Member of a Group (See Instructions) |
(a) [ X ] | |
(b) | |
(3) | SEC Use Only ___________________________________________________________ |
(4) | Source of Funds (See Instructions): |
WC | |
(5) | Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) |
N/A | |
(6) | Citizenship or Place of Organization |
Delaware |
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with:
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(7) Sole Voting Power:
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0
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(8) Shared Voting Power:
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89,413,200
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(9) Sole Dispositive Power:
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0
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(10) Shared Dispositive Power:
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89,413,200
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(11) | Aggregate Amount Beneficially Owned by Each Reporting Person: |
89,413,200 shares of common stock.
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(12) |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ]
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(13) |
Percent of Class Represented by Amount in Row (11):
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9.7% of Common Stock
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(14) | Type of Reporting Person (See Instructions): |
CO |
Item 1. | Security and Issuer. |
Name and address of principal executive offices of Issuer: | |
SecureAlert, Inc. (“SA,” or the “Issuer”)
150 West Civic Center Drive, Suite 400
Sandy, Utah 84070
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Common Stock, $0.0001 par value | |
Item 2. | Identity and Background. |
(a) | Name of person filing (each a “Reporting Person”): |
Advance Technology Investors, LLC (“ATI”)
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(b) | Residence or Business Address: |
Advance Technology Investors, LLC
154 Rock Hill Road
Spring Valley, New York 10977
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(c) | Principal occupation or business: |
Investing | |
(d) | Criminal proceedings: |
During the last five years, no Reporting Person, nor any manager, executive officer, director or control person of a Reporting Person, has been convicted in any criminal proceeding. | |
(e) | Civil Proceedings: |
During the last five years, no Reporting Person, nor any manager, executive officer, director or control person of a Reporting Person, has been a party to any civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which that person would have been subject to any judgment, decree or final order enjoining future violations of or prohibiting or mandating activities subject to Federal or State Securities laws or finding any violation with respect to such laws. | |
(f) | Citizenship or Place of Organization: |
Delaware | |
Item 3. | Source and Amount of Funds or Other Consideration. |
Item 4. | Purpose of the Transaction. |
Item 5. | Interest in Securities of the Issuer. | |
(a) | As of October 1, 2012, ATI beneficially owned (as that term is defined in Rule 13d-3 promulgated by the SEC) an aggregate of 89,413,200 shares of voting Common Stock of the Issuer, consisting of 9,050 shares of SA Preferred Stock held in the name of ATI, and 35,113,200 shares of the Issuer’s Common Stock held in the name of ATI. The aggregate shares represent approximately 9.7% of the voting Common Stock of the Company outstanding. | |
(b) | ATI has voting and dispositive power with respect to all shares of the Issuer’s Common Stock held in the name of ATI. | |
(c) | See the description in Item 3, above, with respect to recent transactions in shares of the Issuer’s Common Stock by the Reporting Persons. | |
(d) | N/A |
Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. | ||
None. | |||
Item 7. | Material to be Filed as Exhibits. | ||
None |
Date: December ___, 2012
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Advance Technology Investors, LLC
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By: ___________________________
Title: Bernard Zicherman, Member of the Board
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